DOB: Small Corporate Offering Registration Information

Small Corporate Offering Registration (SCOR)

Instructions

How to Register

SCOR Issuer's Manual

New England Regional Review

Post-Sale Registration of Securities by Qualification


Forms
 
(Forms are in PDF format unless indicated otherwise.  PDF handling help.)

Form U-1 Application to Register Securities

Form U-2 (Consent to Service of Process)

Form U-2A Uniform Form of Corporate Resolution

Form U-7

Form D


Resources

Connecticut Uniform Securities Act
(Word document)

Regulations Under the Connecticut Uniform Securities Act

Fees

Registration Disclosure Tips

Small Business: A Guide to Raising Capital (educational publication)

Securities Lawyer's Deskbook (Univ. of Cincinnati College of Law)


Contact

For more information or assistance, contact us at:

Connecticut Department of Banking
Securities Division
260 Constitution Plaza
Hartford, CT 06103-1800

Telephone: (860) 240-8230 or toll-free 1-800-831-7225
E-mail: william.olesky@ct.gov or cesar.garcia@ct.gov

Travel directions