DOB: Securities Registration, Exemption and Notice Filing Information

State of Connecticut Department of Banking
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Department of Banking

260 Constitution Plaza

Hartford CT 06103-1800

Phone

(860) 240-8299

Toll-Free

(800) 831-7225

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Securities Registration, Exemption and Notice Filings *Information by Registration or Exemption Type* Registration by Coordination Registration by Qualification Small Corporate Offering Registration (SCOR) Investment Company Notice Filings Regulation D (Rules 504, 505 and 506); Section 4(2) and Section 4(6) Exemptions Other Securities Registration Exemptions and Notice Filings

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