DOB: 2018 Securities Division Administrative Orders and Settlements

Securities and Business Investments Division
2018 Administrative Orders and Settlements


Enforcement Home Page

For more information on a particular administrative order or settlement, you may contact the department via E-mail or by calling (860) 240-8170. 

Important Note: Securities Conditional Registrations are not listed on this page. For information on conditional registrations, please visit the departmentís Verify a License page.


Evans, John W. - January 2
d/b/a Evans Technology Holding Company
Evans, Bonnie A.

 


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