DOB: Richard, Shelly A. - Certification

* * * * * * * * * * * * * * *



IN THE MATTER OF:

SHELLY A. RICHARD


* * * * * * * * * * * * * * *

 
 
*
*
*
*
*
*
*
*
*


CERTIFICATION

DOCKET NO. CF-2010-7740-S


The undersigned hereby certifies, on behalf of the Banking Commissioner (“Commissioner”), that:

1. On January 19, 2011, the Commissioner issued an Order to Cease and Desist (“Order”), Notice of Intent to Fine and Notice of Right to Hearing (collectively “Notice”) against Shelly A. Richard (“Respondent”), a copy of the Notice is attached hereto and incorporated by reference herein;
2. The Order provided that it would remain in effect and become permanent against Respondent if a hearing was not requested within 14 days of its receipt;
3. On January 19, 2011, the Notice was sent by certified mail, return receipt requested, to Respondent;
4. On January 21, 2011, and March 3, 2011, the Notice was returned to the Department of Banking marked “Return To Sender – Attempted – Not Known” and “Returned To Sender – Unclaimed”, respectively;
5. On March 7, 2011, the Notice was served on the Commissioner, and on March 8, 2011, in accordance with 36b-33(h) of the General Statutes of Connecticut, Notice of Service on the Banking Commissioner In the Matter of:  Shelly A. Richard dated March 8, 2011 (“Notice of Service”), was sent by registered mail, return receipt requested, to Respondent;
6. Respondent has failed to request a hearing on the matters set forth in the Order within 14 days of the date of the Notice of Service; and
7. On March 23, 2011, the Order issued against Respondent became permanent.

Dated at Hartford, Connecticut,    HOWARD F. PITKIN
this 25th day of March 2011.   BANKING COMMISSIONER    
   
    
  By: _______/s/________________ 
    Paul A. Bobruff
    Principal Attorney 

 


Administrative Orders and Settlements