DOB: Lucas, Dale C - Cert CD

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IN THE MATTER OF:

DALE C. LUCAS

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CERTIFICATION

DOCKET NOS. CF-2007-7073-S
                         CF-2007-7297-S

The undersigned hereby certifies, on behalf of the Banking Commissioner (“Commissioner”), that:

1. On December 10, 2007, the Commissioner issued an Order to Cease and Desist (“Order”), Notice of Intent to Fine and Notice of Right to Hearing (collectively “Notice”) against Dale C. Lucas (“Respondent”), which Notice is attached hereto and incorporated by reference herein;
2. The Order provided that it would remain in effect and become permanent against Respondent if a hearing was not requested within 14 days of its receipt;
3. On December 11, 2007, the Notice was sent by registered mail, return receipt requested, to Respondent;
4. On December 28, 2007, the Notice was returned to the Department of Banking marked “Returned to Sender – Undeliverable as Addressed Unable to Fwd D.T.STA.”;
5. On January 10, 2008, the Notice was served on the Commissioner, and on January 16, 2008, in accordance with Section 36b-33(h) of the Connecticut General Statutes, Notice of Service on the Banking Commissioner, dated January 16, 2008 (“Notice of Service”), was sent by registered mail, return receipt requested, to Respondent;
6. Respondent has failed to request a hearing on the matters set forth in the Order within 14 days of the date of the Notice of Service; and
7. On January 31, 2008, the Order issued against Respondent became permanent.

                                                     
                                                     HOWARD F. PITKIN
                                                     BANKING COMMISSIONER

Dated at Hartford, Connecticut
this 31st day of January 2008.        By: ________/s/_________
                                                      Jesse B. Silverman
                                                      Staff Attorney
 
 


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