DOB: Index - Administrative Orders and Settlements

Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this Web site are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.  

Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders
and Settlements

Legacy Customer Management Group, LLC - November 18 

LMB Mortgage Services, Inc. - November 18

Skyline Financial Corp. - November 18
d/b/a Skyline Home Loans
d/b/a Newleaf Wholesale
d/b/a Newleaf Lending

Ulysses Partners, LLC - November 13
Neilsen, James E.

Strategic Debt Solutions LLC - November 10

Orion Capital LLC - November 7
Gibson, Herman Wayne

Northeast Funding Services, Inc. - November 6
d/b/a N.E. Funding Service
d/b/a N.E. Funding Services

Equity America Mortgage Services, Inc. - October 30

Guaranty Federal Financial Corporation - October 30
d/b/a Guaranty Federal

S&S Health Group LLC - October 30
d/b/a Financial Link
Sean P. Miller
Stephen E. De Navea

Great Plains Lending, LLC - October 24
John R. Shotton
Clear Creek Lending

Home Defense Team P.A. - October 23

Classic Mortgage LLC - October 21

Commercial Enterprises LLC - October 21
d/b/a Cellura Mortgagers

Glastonbury Residential Mortgage, LLC - October 21
Glastonbury Residential Mortgage

Transfer Services Inc. - October 16
d/b/a Resolution Center
d/b/a United Law Center
d/b/a Trustee Services
Lawson Financial LLC
d/b/a Hamp Services
Sabrina Rafo
Brian C. Solomon
John Ortega

US Loan Solutions Company - October 16

Vanderbilt Securities, LLC - October 8
Legacy Customer Management Group, LLC - October 6
Strategic Debt Solutions LLC - October 6

Search for Orders and Settlements

You may search for particular administrative orders and settlements posted on the Internet, archived to 2002.

Lists of agency actions and settlements

Consumer Credit

Concerning: check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders

Financial Institutions

Concerning: banks, bank officers and directors, credit unions

Securities and Business Investments

Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents