DOB: Index - Administrative Orders and Settlements

Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this Web site are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.  

Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders
and Settlements
Bureau of Accounts Control, Inc. - June 22

Quesnel, Dale Joseph, Sr. - June 22
Overtime Marketing, LLC
Overtime Sports Southeast, LLC
Overtime Sports Southwest, LLC
Hansmire, Kenneth
Floridel, LLC

Marchese, Anthony J. - June 17
Beacon Financial Solutions, L.L.C.

Apex Financial Management, LLC - June 16
d/b/a Apex Collections, LLC

Vision Quest Lending - June 10
d/b/a Vision Quest Lending Corporation

AmeriTrust Law Group LLC - June 9

Home Loan Division - June 9
Serrano Financial LLC
d/b/a Default Servicing
Pickering, Kelvin

Carson Smithfield, LLC - June 8

Evans Law Associates, P.C. - June 8

Bridgepoint Mortgage LLC - June 2

Great Western Financial Services, Inc. - May 29

Ryan Mortgage, LLC - May 29

Wingspan Portfolio Advisors, LLC - May 27

Mazal, Michael R., Esq. - May 26
d/b/a Retention Law Center

Greenberg International Law & Tax Advisory - May 20
Dunn, Robert
Fox, Richard
James, Mike

Karker, Karen Elizabeth - May 20
Real Estate Alternative Lending, LLC

Reliance First Capital, LLC - May 20

M.M. Dillon & Co. LLC - May 19

Real Estate Law Center, P.C. - May 19

Moarefian, Mehdi - May 6
d/b/a Green Tree Financial Group
a/k/a Greentree Financial Group

Renaissance Legal Group APC - May 6
a/k/a Renaissance Legal Group, Inc.
d/b/a Salvation Law Group
Mor, Ronny, Esq.

First Connecticut Capital, LLC - May 5
Yurdin, Lawrence R.
Apex Financial Management, LLC - May 1
d/b/a Apex Collections, LLC
Bureau of Accounts Control, Inc. - May 1
Cherry Creek Strategic Advisors, LLC - May 1
Guidance Residential, LLC - May 1
Leading Edge Recovery Solutions, L.L.C.
    Chicago, IL Office - May 1
    Getzville, NY Office - May 1
Windsor Law, P.C. - May 1

Residential Mortgage Services Inc. - April 27
d/b/a Residential Mortgage Services
Condor Capital Corp. - April 23
Intercontinental Capital Group, Inc. - April 21

Mueller, Angela Elizabeth - April 16
d/b/a Law Offices of Angela Mueller, APC
New Day Financial, LLC  - April 13  (pdf file, 858 KB)
d/b/a NewDay USA

UMC, Inc. - April 10
d/b/a United Mortgage Consulting
Chodosh, Brandon P.
Educational Funding Company, Inc. -  April 7

Gen2 Mortgage Services LLC - March 31
d/b/a Generation2 Mortgage Services

Neilsen, James E. - March 31
Commercial Services Group, Inc. - March 24
d/b/a Consumer Services Group, Inc.

Meyers Associates, L.P. - March 24
Meyers, Bruce

Village Mortgage Company - March 24

Customized Mortgage Solutions, LLC - March 19

Friedman Law Associates, P.C. - March 12

Gateway Funding Diversified Mortgage Services, L. P. - March 12
d/b/a Gateway Funding Diversified Mortgage Services, Limited Partnership
d/b/a eRates Mortgage

Search for Orders and Settlements

You may search for particular administrative orders and settlements posted on the Internet, archived to 2002.

Lists of agency actions and settlements

Consumer Credit

Concerning: check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders

Financial Institutions

Concerning: banks, bank officers and directors, credit unions

Securities and Business Investments

Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents