DOB: Index - Administrative Orders and Settlements


Administrative Orders and Settlements


Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this Web site are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.  

Read more about the department's enforcement of laws under its jurisdiction. 

 
Recent Administrative Orders
and Settlements
Greenberg International Law & Tax Advisory - May 20
Dunn, Robert
Fox, Richard
James, Mike

M.M. Dillon & Co. LLC - May 19

Mehdi Moarefian - May 6
d/b/a Green Tree Financial Group
a/k/a Greentree Financial Group

Renaissance Legal Group APC - May 6
a/k/a Renaissance Legal Group, Inc.
d/b/a Salvation Law Group
Mor, Ronny, Esq.

First Connecticut Capital, LLC - May 5
Yurdin, Lawrence R.
 
Apex Financial Management, LLC - May 1
d/b/a Apex Collections, LLC
 
Bureau of Accounts Control, Inc. - May 1
 
Cherry Creek Strategic Advisors, LLC - May 1
 
Guidance Residential, LLC - May 1
 
Leading Edge Recovery Solutions, L.L.C.
    Chicago, IL Office - May 1
    Getzville, NY Office - May 1
 
Windsor Law, P.C. - May 1

Residential Mortgage Services Inc. - April 27
d/b/a Residential Mortgage Services
 
Condor Capital Corp. - April 23
 
Intercontinental Capital Group, Inc. - April 21

Mueller, Angela Elizabeth - April 16
d/b/a Law Offices of Angela Mueller, APC
 
New Day Financial, LLC  - April 13  (pdf file, 858 KB)
d/b/a NewDay USA

UMC, Inc. - April 10
d/b/a United Mortgage Consulting
Chodosh, Brandon P.
 
Educational Funding Company, Inc. -  April 7

Gen2 Mortgage Services LLC - March 31
d/b/a Generation2 Mortgage Services

Neilsen, James E. - March 31
 
Commercial Services Group, Inc. - March 24
d/b/a Consumer Services Group, Inc.

Meyers Associates, L.P. - March 24
Meyers, Bruce

Village Mortgage Company - March 24

Customized Mortgage Solutions, LLC - March 19

Friedman Law Associates, P.C. - March 12

Gateway Funding Diversified Mortgage Services, L. P. - March 12
d/b/a Gateway Funding Diversified Mortgage Services, Limited Partnership
d/b/a eRates Mortgage


Search for Orders and Settlements

You may search for particular administrative orders and settlements posted on the Internet, archived to 2002.


Lists of agency actions and settlements

Consumer Credit

Concerning: check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders

Financial Institutions

Concerning: banks, bank officers and directors, credit unions

Securities and Business Investments

Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents