DOB: Index - Administrative Orders and Settlements

Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this Web site are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.  

Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders
and Settlements

HFP Capital Markets LLC - December 11

Byl, Michael James - December 3

LOCN Inc. - December 3
d/b/a United Relief Services

G.N.P.K. of Rockville LLC - December 2
d/b/a Rockville Corner Market
a/k/a Rockville Convenience Store

Preferred Law, PLLC - December 2

Home Defense Team P.A. - December 1

Mader Law Group, LLC - December 1
American Financial Law Group, LLC
Meridian Law Group, LLC
Eric Andrew Mader, Esq.

Columbus Advisory Group, Ltd. - November 26

Young, Andre Paul - November 26

Polaris Funding Group, LLC - November 21

Torrington Payment Center LLC - November 21

Legacy Customer Management Group, LLC - November 18 

LMB Mortgage Services, Inc. - November 18

Skyline Financial Corp. - November 18
d/b/a Skyline Home Loans
d/b/a Newleaf Wholesale
d/b/a Newleaf Lending

Ulysses Partners, LLC - November 13
Neilsen, James E.

Strategic Debt Solutions LLC - November 10

Orion Capital LLC - November 7
Gibson, Herman Wayne

Northeast Funding Services, Inc. - November 6
d/b/a N.E. Funding Service
d/b/a N.E. Funding Services

Search for Orders and Settlements

You may search for particular administrative orders and settlements posted on the Internet, archived to 2002.

Lists of agency actions and settlements

Consumer Credit

Concerning: check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders

Financial Institutions

Concerning: banks, bank officers and directors, credit unions

Securities and Business Investments

Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents