DOB: Index - Administrative Orders and Settlements


Administrative Orders and Settlements


Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this Web site are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.  

Read more about the department's enforcement of laws under its jurisdiction. 

 
Recent Administrative Orders
and Settlements


Young, Andre Paul - January 16
  
Fidelity One Credit, Corp - January 15

Neighborhood Assistance - January 14
Corporation of America

Customized Mortgage Solutions, LLC - January 13

G.N.P.K. of Rockville LLC - January 12
d/b/a Rockville Corner Market
a/k/a Rockville Convenience Store

Classic Mortgage LLC - January 9

Great Plains Lending, LLC - January 6
Shotton, John R.
Clear Creek Lending
    Commissioner's Ruling on Motion to Dismiss
    (pdf file, 711 KB)

Mittler & Mercaldo Investment Advisors - January 5

Rivercrest Credit Services - January 2

Transfer Services Inc. - December 31
d/b/a Resolution Center
d/b/a United Law Center
d/b/a Trustee Services
Lawson Financial LLC
d/b/a Hamp Services
Solomon, Brian C.
Ortega, John

Network Capital Funding Corporation - December 24

Rafo, Sabrina - December 24

Northeast Funding Services, Inc. - December 23
d/b/a N.E. Funding Service
d/b/a N.E. Funding Services

On Deck Mortgage Services LLC. - December 23

Stonegate Mortgage Corporation - December 19
d/b/a Stonegate Direct

Apex Tax Resolution LLC - December 15
d/b/a Apex Home Solution LLC
Abdullah, Mayada
Abdullah, Gazi M.
a/k/a Abdullah, Ghazi M.

Global Client Solutions, LLC - December 15

Najarro, Mario G.  - December 15
d/b/a Nationwide Loan Services
d/b/a Nationwide Services LLC
d/b/a H.R.S. Home Retention Support

Carollo, Joseph E. - December 11
d/b/a Carollo Mortgage

Commercial Enterprises LLC - December 11
d/b/a Cellura Mortgagers

HFP Capital Markets LLC - December 11

Mortgage Services, Inc. - December 11

Guaranty Federal Financial Corporation - December 8
d/b/a Guaranty Federal

UMC, Inc. - December 8
d/b/a United Mortgage Consulting
Chodosh, Brandon P.


Search for Orders and Settlements

You may search for particular administrative orders and settlements posted on the Internet, archived to 2002.


Lists of agency actions and settlements

Consumer Credit

Concerning: check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders

Financial Institutions

Concerning: banks, bank officers and directors, credit unions

Securities and Business Investments

Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents