Administrative Orders and Settlements
Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved. Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing. The documents posted on this Web site are not official copies. If an official copy is needed, please contact the agency. For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.
Read more about the department's enforcement of laws under its jurisdiction.
Recent Administrative Orders
Bureau of Accounts Control, Inc. - June 22
Quesnel, Dale Joseph, Sr. - June 22
Overtime Marketing, LLC
Overtime Sports Southeast, LLC
Overtime Sports Southwest, LLC
Marchese, Anthony J. - June 17
Beacon Financial Solutions, L.L.C.
Apex Financial Management, LLC - June 16
d/b/a Apex Collections, LLC
Vision Quest Lending - June 10
d/b/a Vision Quest Lending Corporation
AmeriTrust Law Group LLC - June 9
Home Loan Division - June 9
Serrano Financial LLC
d/b/a Default Servicing
Carson Smithfield, LLC - June 8
Evans Law Associates, P.C. - June 8
Bridgepoint Mortgage LLC - June 2
Great Western Financial Services, Inc. - May 29
Ryan Mortgage, LLC - May 29
Wingspan Portfolio Advisors, LLC - May 27
Mazal, Michael R., Esq. - May 26
d/b/a Retention Law Center
Greenberg International Law & Tax Advisory - May 20
Karker, Karen Elizabeth - May 20
Real Estate Alternative Lending, LLC
Reliance First Capital, LLC - May 20
M.M. Dillon & Co. LLC - May 19
Real Estate Law Center, P.C. - May 19
Moarefian, Mehdi - May 6
d/b/a Green Tree Financial Group
a/k/a Greentree Financial Group
Renaissance Legal Group APC - May 6
a/k/a Renaissance Legal Group, Inc.
d/b/a Salvation Law Group
Mor, Ronny, Esq.
First Connecticut Capital, LLC - May 5
Yurdin, Lawrence R.
Apex Financial Management, LLC - May 1
d/b/a Apex Collections, LLC
Bureau of Accounts Control, Inc. - May 1
Cherry Creek Strategic Advisors, LLC - May 1
Guidance Residential, LLC - May 1
Leading Edge Recovery Solutions, L.L.C.
Chicago, IL Office - May 1
Getzville, NY Office - May 1
Windsor Law, P.C. - May 1
Residential Mortgage Services Inc. - April 27
d/b/a Residential Mortgage Services
Intercontinental Capital Group, Inc. - April 21
Mueller, Angela Elizabeth - April 16
d/b/a Law Offices of Angela Mueller, APC
New Day Financial, LLC - April 13
(pdf file, 858 KB)
d/b/a NewDay USA
UMC, Inc. - April 10
d/b/a United Mortgage Consulting
Chodosh, Brandon P.
Educational Funding Company, Inc. - April 7
Gen2 Mortgage Services LLC - March 31
d/b/a Generation2 Mortgage Services
Neilsen, James E. - March 31
Commercial Services Group, Inc. - March 24
d/b/a Consumer Services Group, Inc.
Meyers Associates, L.P. - March 24
Village Mortgage Company - March 24
Customized Mortgage Solutions, LLC - March 19
Friedman Law Associates, P.C. - March 12
Gateway Funding Diversified Mortgage Services, L. P. - March 12
d/b/a Gateway Funding Diversified Mortgage Services, Limited Partnership
d/b/a eRates Mortgage
Search for Orders and Settlements
You may search for particular administrative orders and settlements posted on the Internet, archived to 2002.
Lists of agency actions and settlements
Concerning: check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders
Concerning: banks, bank officers and directors, credit unions
Securities and Business Investments
Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents