DOB: Index - Administrative Orders and Settlements


Administrative Orders and Settlements


Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this Web site are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.  

Read more about the department's enforcement of laws under its jurisdiction. 

 
Recent Administrative Orders
and Settlements
Evans Law Associates, P.C. - July 14

Nastasi, Wendy M. - July 14
d/b/a Crossroads Finance

Windsor Law, P.C. - July 14

Wingspan Portfolio Advisors, LLC - July 14

Graham, James D. - June 30
d/b/a CFLA Agent

Bureau of Accounts Control, Inc. - June 22

Cherry Creek Strategic Advisors, LLC - June 22 

Home Tech Group, LLC - June 22

Leading Edge Recovery Solutions, L.L.C. 
Chicago, IL Office - June 22
Getzville, NY Office - June 22

NCC Business Services of Ohio, Inc. - June 22

Quesnel, Dale Joseph, Sr. - June 22
Overtime Marketing, LLC
Overtime Sports Southeast, LLC
Overtime Sports Southwest, LLC
Hansmire, Kenneth
Floridel, LLC

Marchese, Anthony J. - June 17
Beacon Financial Solutions, L.L.C.

Apex Financial Management, LLC - June 16
d/b/a Apex Collections, LLC

Vision Quest Lending - June 10
d/b/a Vision Quest Lending Corporation

AmeriTrust Law Group LLC - June 9

Home Loan Division - June 9
Serrano Financial LLC
d/b/a Default Servicing
Pickering, Kelvin

Carson Smithfield, LLC - June 8

Evans Law Associates, P.C. - June 8

Bridgepoint Mortgage LLC - June 2


Search for Orders and Settlements

You may search for particular administrative orders and settlements posted on the Internet, archived to 2002.


Lists of agency actions and settlements

Consumer Credit

Concerning: check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders

Financial Institutions

Concerning: banks, bank officers and directors, credit unions

Securities and Business Investments

Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents