DOB: Index - Administrative Orders and Settlements

Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this Web site are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.  

Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders
and Settlements

6717381 Canada Inc. - April 7
d/b/a SolidTrust Pay

C.U. Members Mortgage - April 7

CashCall, Inc. - April 2
Western Sky Financial, L.L.C.
Martin A. Webb

Fortress Law Group - April 1

Allegrini, Daniel Charles - March 27

Johnson & Rountree Premium, Inc. - March 21

Asset Managing Group, Inc. - March 20

Euro Group of Companies, Inc. - March 20

Pellettieri Group, LLC - March 20

Opportunity Income Plus, LP - March 18

Approved Funding Corp. - March 14

C.U. Members Mortgage Corporation - March 14

Great Western Financial Services, Inc. - March 14

L'Altrella Lending Group, LLC - March 14

Fortress Law Group - March 5

Friedman Law Associates, P.C. - March 5

Real Estate Solutions - March 5
a/k/a Doc Prep 101
MukLuk, LLC

Windsor Law, P.C. - March 5

Salt Wall Trading, Inc. - February 28
Fraser, Drew R.

Search for Orders and Settlements

You may search for particular administrative orders and settlements posted on the Internet, archived to 2002.

Lists of agency actions and settlements

Consumer Credit

Concerning: check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders

Financial Institutions

Concerning: banks, bank officers and directors, credit unions

Securities and Business Investments

Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents