DOB: Index - Administrative Orders and Settlements

Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this Web site are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.  

Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders
and Settlements
Home Tech Group, LLC - August 21
Pullin Law Firm, P.C. - August 21
Pullin, Allan L., Esq.
Ryan Mortgage, LLC - August 21
Summit Funding, Inc. - August 21
  d/b/a Summit Funding Inc.
  Your Mortgage Professionals
Town and Country Acceptance - August 21
NCC Business Services of Ohio, Inc. - July 29
CMRE Financial Services, Inc. - July 28

Dynamic Recovery Services, Inc. - July 24

Prestige Collection LLC - July 24

Mueller, Angela Elizabeth - July 23
d/b/a Law Offices of Angela Mueller, APC

Evans Law Associates, P.C. - July 14

Nastasi, Wendy M. - July 14
d/b/a Crossroads Finance

Windsor Law, P.C. - July 14

Wingspan Portfolio Advisors, LLC - July 14

Search for Orders and Settlements

You may search for particular administrative orders and settlements posted on the Internet, archived to 2002.

Lists of agency actions and settlements

Consumer Credit

Concerning: check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders

Financial Institutions

Concerning: banks, bank officers and directors, credit unions

Securities and Business Investments

Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents