DOB: Index - Administrative Orders and Settlements


Administrative Orders and Settlements


Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this Web site are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.  

Read more about the department's enforcement of laws under its jurisdiction. 

 
Recent Administrative Orders
and Settlements


Vanderbilt Securities, LLC - October 8
 
Legacy Customer Management Group, LLC - October 6

Strategic Debt Solutions LLC - October 6

6717381 Canada Inc. - September 30
d/b/a SolidTrust Pay

Ramos, Edmund J. - September 30
The Right Mortgage Co., Inc.
 
Approved Funding Corp. - September 25

LOCN Inc. - September 25
d/b/a United Relief Services

Najarro, Mario G. - September 25
d/b/a Nationwide Loan Services
d/b/a Nationwide Services LLC
d/b/a H.R.S. Home Retention Support

Bridgepoint Mortgage LLC - September 19

1st American Home Loans, LLC - September 18

CambioReal Incorporated - September 17

Bureau of Collection Recovery, LLC - September 15

Hatfield Portfolio Group LLC - September 11
f/k/a Harbinger Processing Group LLC

Sound Mortgage, LLC - September 9


Search for Orders and Settlements

You may search for particular administrative orders and settlements posted on the Internet, archived to 2002.


Lists of agency actions and settlements

Consumer Credit

Concerning: check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders

Financial Institutions

Concerning: banks, bank officers and directors, credit unions

Securities and Business Investments

Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents