DOB: Connecticut Department of Banking Application Forms

Application &
Reporting Forms

{Office Filing Cabinet}

Forms by Division

Consumer Credit | Financial Institutions
Securities and Business Investments

The following Department of Banking application forms may be downloaded for submission to the agency. Please contact the appropriate division for information on licensing procedures and requirements.

{Screen Fillable Portable Document Format (PDF)} Application forms, unless otherwise noted, are provided as portable document format files (*.pdf). If your browser does not allow you to view and print PDF files, get the FREE Adobe Acrobat™ Reader.

Most forms on this page are screen fillable.  See PDF handling notes before completing a screen fillable PDF form. 
Note: free Adobe Acrobat™ Reader software does not allow you to save a completed, or a partially completed, form on your computer.

Consumer Credit Division 

On July 1, 2015, the Department of Banking began participation in the Nationwide Mortgage Licensing System (NMLS) for non-mortgage licensees.

Financial Institutions Division

Securities and Business Investments Division

FINRA Bookstore - forms and publications

See also: SEC Forms List

Visit Connecticut Economic Resource Center for information on all licensing and permitting activities across Connecticut State government.

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