Forms by Division

Consumer Credit | Financial Institutions
Securities and Business Investments

The following Department of Banking application forms may be downloaded for submission to the agency. Please contact the appropriate division for information on licensing procedures and requirements.

Application forms, unless otherwise noted, are provided as portable document format files (*.pdf). If your browser does not allow you to view and print PDF files, get the FREE Adobe Acrobat™ Reader. Most forms on this page are screen fillable.  See PDF handling notes before completing a screen fillable PDF form.  Note: free Adobe Acrobat™ Reader software does not allow you to save a completed, or a partially completed, form on your computer.

Consumer Credit Division 

• Check Cashers
• Collection Agencies
• Debt Adjusters
• Debt Negotiation
• Money Transmitters and Issuers of Money Orders and Travelers Checks
• Sales Finance Companies
• Small Loan Companies

Financial Institutions Division

• Banks
   
• Foreign Banks
   
• Credit Unions
   
• Other Applications

Securities and Business Investments Division

• Business Opportunity Registration
   
• Securities Licensing
   
• Securities Registration, Exemption and Notice Filings
   
• FINRA Forms -
  Some forms required by the Securities Division are available from the Financial Institution Regulator Authority (FINRA):

FINRA Bookstore - forms and publications

See also: SEC Forms List

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Visit the Connecticut Licensing Info Center for information on all licensing and permitting activities across Connecticut State government.

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