The Department of Banking regulates the following business types.  Follow the links below to check whether a company, an individual, a business entity or a business opportunity is currently licensed or registered with the department.  

Please note: Additional information on securities registrants (broker-dealers; agents; investment advisers; investment adviser agents) may also be found under Conditional Registrations (Securities).

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Broker-dealers and their agents (external link)

Business and Industrial Development Corporations

Business Opportunities

Check Cashers

Conditional Registrations (Securities)

Consumer Collection Agencies

Corporations acting in fiduciary capacity

Debt Adjusters

Debt Negotiation

Investment Advisers

Money Transmitters and Issuers of Money Orders and Travelers Checks

Mortgage Brokers

Mortgage Correspondent Lenders

Mortgage Lenders

Mortgage Loan Originators

 Mutual Fund (Open-End Management Company) Filings

Sales Finance Companies

Small Loan Lenders