Business Opportunity Look-up

Instructions

Business Opportunity Registration Guidelines

Certain Internet Offers Exempted

Fees

Forms
  (Forms are in fillable PDF format unless indicated otherwise.  PDF handling help.)

Application to Register Business Opportunity
     (Form CT BOIA-1) 
     (5 pages; file size 74 KB)

Consent to Service of Process 
     (Form CT BOIA-2) 
     (4 pages; file size 248 KB)

UFOC, including Guidelines
     External Link to NASAA Web site
     (Word document; 72 pages; file size 431 KB)

Post-sale registration forms
     (6 pages; file size 76 KB)
     Note:  Acceptance of a post-sale registration is in the discretion of the Commissioner.

Resources

Connecticut Business Opportunity Investment Act
   (Word document; 24 pages; file size 158 KB)

Connecticut Securities Law and Business Opportunity Investment Act
    (Word document; 81 pages; file size 492 KB)
(Includes the Connecticut Uniform Securities Act, the Connecticut Tender Offer Act and the Connecticut Business Opportunity Investment Act)

Order Pursuant to Section 36b-65(e)(1)(B)

Sales or Marketing Program Construed

FTC Industry Resources

Contact

For more information or assistance, contact us at:

Connecticut Department of Banking
Securities Division
260 Constitution Plaza
Hartford, CT 06103-1800

Telephone: (860) 240-8230 or toll-free 1-800-831-7225
E-mail: naomi.church@ct.gov or thomas.dolan@ct.gov

Travel directions